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Original Article Non–Small Cell Lung Cancer| Volume 13, ISSUE 5, P699-706, May 2018

A Multicenter Randomized Controlled Study of Paclitaxel plus Carboplatin versus Oral Uracil-Tegafur as the Adjuvant Chemotherapy in Resected Non–Small Cell Lung Cancer

Open ArchivePublished:March 02, 2018DOI:https://doi.org/10.1016/j.jtho.2018.02.015

      Abstract

      Introduction

      We conducted a randomized controlled study to compare the survival benefit of paclitaxel plus carboplatin and oral uracil-tegafur (UFT) as adjuvant chemotherapy in resected NSCLC.

      Methods

      In an open-label multicenter trial, patients with pathological stage IB to IIIA NSCLC were randomized into a group receiving paclitaxel (175 mg/m2) plus carboplatin (area under the curve 5) every 3 weeks for four cycles (arm A) or a group receiving orally administered UFT (250 mg/m2) daily for 2 years (arm B). The primary and secondary end points were overall survival and relapse-free survival and toxicity, respectively.

      Results

      Between November 2004 and November 2010, 402 patients from 40 institutions were included (201 in each arm). The median follow-up period was 6.5 years. The 5-year overall survival rate was 70% (95% confidential interval [CI]: 63–76] in arm A versus 73% (95% CI: 66–78) in arm B (hazard ratio = 0.92, 95% CI: 0.55–1.41, p = 0.69). There was no significant difference in the 5-year relapse-free survival rate between arms A and B (56% versus 57% [hazard ratio = 0.92, 95% CI: 0.63–1.34, p = 0.50]). Toxicities were well tolerated and there was no treatment-related death. Toxicities of any grade or grade 4 were significantly more frequent in the paclitaxel plus carboplatin group (95.7% and 22.1%, respectively) than in the UFT group (76.5% and 1.0%, respectively [p < 0.0001 in both]).

      Conclusions

      As adjuvant chemotherapy, paclitaxel plus carboplatin was no better than UFT in terms of survival among patients with stage IB to IIIA NSCLC tumors who underwent complete resection (UMIN000000810).

      Keywords

      Introduction

      Lung cancer is the most common cause of cancer-related death worldwide as well as in Japan. Primary surgery is the first-line treatment for patients with limited NSCLC. Even in patients who undergo complete resection, recurrence often impairs clinical outcome. To prevent recurrence due to micrometastases at the time of surgical resection, adjuvant chemotherapies were introduced.
      There have been three major trials examining combinations using platinum-based regimens, mainly platinum plus third-generation anticancer agents, which demonstrated a survival benefit in stage II to III disease compared with surgery alone: the International Adjuvant Lung Trial, the National Cancer Institute of Canada Clinical Trials Group JBR10 trial, and the Adjuvant Navelbine International Trialist Association trial.
      • Arriagada R.
      • Bergman B.
      • Dunant A.
      • et al.
      Cisplatin-based adjuvant chemotherapy in patients with completely resected non-small-cell lung cancer.
      • Winton T.
      • Livingston R.
      • Johnson D.
      • et al.
      Vinorelbine plus cisplatin vs. observation in resected non-small-cell lung cancer.
      • Douillard J.Y.
      • Rosell R.
      • De Lena M.
      • et al.
      Adjuvant vinorelbine plus cisplatin versus observation in patients with completely resected stage IB-IIIA non-small-cell lung cancer (Adjuvant Navelbine International Trialist Association [ANITA]): a randomised controlled trial.
      For stage IB disease, adjuvant chemotherapy with paclitaxel plus carboplatin was compared with surgery alone in the Cancer and Leukemia Group B (CALGB) 9633 trial. Although preliminary analyses of the trial presented in 2004 showed that paclitaxel plus carboplatin improved survival in an adjuvant setting, its mature results published in 2008 were unable to prove any advantage of adjuvant therapy in total stage IB disease.
      • Strauss G.M.
      • Herndon 2nd, J.E.
      • Maddaus M.A.
      • et al.
      Adjuvant paclitaxel plus carboplatin compared with observation in stage IB non-small-cell lung cancer: CALGB 9633 with the Cancer and Leukemia Group B, Radiation Therapy Oncology Group, and North Central Cancer Treatment Group Study groups.
      In an exploratory analysis, adjuvant chemotherapy showed a significant survival advantage in a subset of patients with tumors larger than 4 cm in diameter.
      • Strauss G.M.
      • Herndon 2nd, J.E.
      • Maddaus M.A.
      • et al.
      Adjuvant paclitaxel plus carboplatin compared with observation in stage IB non-small-cell lung cancer: CALGB 9633 with the Cancer and Leukemia Group B, Radiation Therapy Oncology Group, and North Central Cancer Treatment Group Study groups.
      This suggests that paclitaxel plus carboplatin has a benefit in patients with more progressed stage IB disease rather than as adjuvant chemotherapy in early disease.
      In Japan, uracil-tegafur (UFT) alone has been reported to be a beneficial adjuvant strategy for patients with resected NSCLC in stages I to III.
      • Wada H.
      • Hitomi S.
      • Teramatsu T.
      Adjuvant chemotherapy after complete resection in non-small-cell lung cancer. West Japan Study Group for Lung Cancer Surgery.
      On the other hand, usefulness of adjuvant chemotherapy with the combination of platinum and third-generation anticancer agent confirmed by randomized trials has not been reported in Japanese patients. In 2004, when this study had been conducted, a randomized study comparing adjuvant chemotherapy with UFT and an observational study conducted by the Japan Lung Cancer Research Group also indicated that UFT provides a survival advantage compared with surgery alone for patients with stage IB or stage IA NSCLC (tumor size >2 cm).
      • Kato H.
      • Ichinose Y.
      • Ohta M.
      • et al.
      A randomized trial of adjuvant chemotherapy with uracil-tegafur for adenocarcinoma of the lung.
      Generally, the combination of platinum and a third-generation anticancer agent is considered to have a stronger anticancer effect than UFT in patients with advanced NSCLC.
      • Keicho N.
      • Saijo N.
      • Shinkai T.
      • et al.
      Phase II study of UFT in patients with advanced non-small cell lung cancer.
      • Schiller J.H.
      • Harrington D.
      • Belani C.P.
      • et al.
      Comparison of four chemotherapy regimens for advanced non-small-cell lung cancer.
      However, it is unclear whether the platinum plus a third-generation anticancer agent treatment is superior to UFT in adjuvant chemotherapy for completely resected NSCLC.
      It is possible that patients who undergo radical surgery are free from cancer cells and are thus already cured without adjuvant therapy. From this point of view, severe adverse effects, especially toxic death due to adjuvant chemotherapy, should be avoided as much as possible. There have been treatment-related deaths in patients treated with cisplatin-based regimens in an adjuvant setting. The incidence of treatment-related deaths in both the International Adjuvant Lung Trial and the JBR10 trial was 0.8, and it was 2.0% in the Adjuvant Navelbine International Trialist Association trial
      • Arriagada R.
      • Bergman B.
      • Dunant A.
      • et al.
      Cisplatin-based adjuvant chemotherapy in patients with completely resected non-small-cell lung cancer.
      • Winton T.
      • Livingston R.
      • Johnson D.
      • et al.
      Vinorelbine plus cisplatin vs. observation in resected non-small-cell lung cancer.
      • Douillard J.Y.
      • Rosell R.
      • De Lena M.
      • et al.
      Adjuvant vinorelbine plus cisplatin versus observation in patients with completely resected stage IB-IIIA non-small-cell lung cancer (Adjuvant Navelbine International Trialist Association [ANITA]): a randomised controlled trial.
      ; however, there were no treatment-related deaths in the CALGB 9633 population treated with paclitaxel plus carboplatin.
      • Strauss G.M.
      • Herndon 2nd, J.E.
      • Maddaus M.A.
      • et al.
      Adjuvant paclitaxel plus carboplatin compared with observation in stage IB non-small-cell lung cancer: CALGB 9633 with the Cancer and Leukemia Group B, Radiation Therapy Oncology Group, and North Central Cancer Treatment Group Study groups.
      This is consistent with the results of clinical trials in advanced NSCLC showing that paclitaxel plus carboplatin was less toxic and better tolerated than cisplatin-based regimens in North America.
      • Schiller J.H.
      • Harrington D.
      • Belani C.P.
      • et al.
      Comparison of four chemotherapy regimens for advanced non-small-cell lung cancer.
      • Kelly K.
      • Crowley J.
      • Bunn Jr., P.A.
      • et al.
      Randomized phase III trial of paclitaxel plus carboplatin versus vinorelbine plus cisplatin in the treatment of patients with advanced non-small-cell lung cancer: a Southwest Oncology Group trial.
      On the basis of these findings, we designed a randomized trial of paclitaxel plus carboplatin and oral UFT in 2004 to evaluate the efficacy and safety of adjuvant chemotherapy in resected stage IB to IIIA NSCLC.

      Patients and Methods

      Study Design and Patients

      This study is an open-label multi-institutional, prospective randomized controlled trial that was conducted on 2004 by the Setouchi Lung Cancer Study Group (as SLCG0401) (University Hospital Medical Information Network Clinical Trial Registry identifier UMIN000000810) to evaluate the efficacy and safety of adjuvant chemotherapy in patients who underwent a complete radical resection for NSCLC in pathological stage IB to IIIA. Disease stage was defined according to the Union for International Cancer Control TNM classification (sixth edition).
      Patient enrollment and data collection were performed at each participating institute. The details of the main inclusion and exclusion criteria are listed in Supplementary Tables 1 and 2.
      The patients were subsequently randomly assigned to receive either paclitaxel plus carboplatin (arm A) or UFT (arm B) in a 1:1 ratio by using computer-generated random numbers at the Division of Molecular and Clinical Epidemiology, Aichi Cancer Center Research Institute, Aichi, Japan, with the following stratification factors: institution, histologic type (adenocarcinoma versus others), and disease stage (stage IB or II or IIIA) (Fig. 1). The SLCG 0401 data center, the nonprofit organization Epidemiological and Clinical Research Information Network in Kyoto, Japan, anonymized each participant by assignment of a new number and managed all the study data.
      Figure thumbnail gr1
      Figure 1Study design. Flow diagram of the study. Sixteen patients who had agreed to inclusion in this study ultimately refused the protocol treatment before starting therapy and were followed without any adjuvant therapy (13 and 3 in arms A and B, respectively). Two patients who had been randomly assigned to arm B (uracil-tegafur [UFT] administration) were accidentally treated by using the paclitaxel plus carboplatin protocol (arm A). In the end, 386 patients actually received the protocol treatment (188 in arm A and 198 in arm B, with 190 in the paclitaxel plus carboplatin protocol and 196 in the UFT protocol).
      The protocol was approved by the institutional review boards of all the participating institutions. All patients provided written informed consent before enrollment in the trial; consent was obtained from the patients by each investigator at each participating institute.

      Treatment and Follow-up

      Adjuvant treatment was planned to start within 6 weeks after surgery. In arm A, patients received paclitaxel (175 mg/m2) intravenously over 3 hours followed by a 1-hour infusion of carboplatin (area under the curve [AUC] 5), with each administered on day 1 every 3 weeks for four cycles. In arm B, patients received UFT orally twice or thrice daily every day until 2 years after the start of oral administration; the dose was 300 mg/d when the body surface area was less than 1.40 m2, 400 mg/d for a body surface area of 1.40 to 1.80 m2, and 500 mg/d for a body surface area greater than 1.80 m2.
      The details of (1) the criteria for discontinuation, entry, or dose modification of protocol treatments and (2) patient evaluations during and after protocol treatments are provided in the Supplementary Method. Further examination (such as by computed tomography scan, magnetic resonance imaging scan, bone scintigraphy, and abdominal ultrasonography) was performed whenever disease relapse, as defined in the Supplementary Method, was considered.
      After the protocol treatment had been completed or terminated, no other adjuvant chemotherapy or radiotherapy for primary disease was permitted unless patients had experienced disease relapse.

      Outcome

      We defined the rate of overall survival (OS) at 5 years as the primary end point and the rate of relapse-free survival (RFS) and toxicity as secondary end points (each definition and evaluation is presented in the Supplementary Method).
      We calculated the relative dose intensity (RDI), which was defined as the ratio of planned dose intensity (mg/wk for pclitazxel or carboplatin; mg/d for UFT) to actual dose intensity received for each drug.

      Sample Size

      We assumed 5-year OS rates of 60 % and 45 % for arms A and B, respectively, on the basis of the previous report.
      • Arriagada R.
      • Bergman B.
      • Dunant A.
      • et al.
      Cisplatin-based adjuvant chemotherapy in patients with completely resected non-small-cell lung cancer.
      According to these rates, we estimated the required number of patients as 186 patients in each arm (α = 0.05 and β = 0.2). Finally, we set the sample size at 400 after considering the potential dropout of patients on account of ineligibility.
      Interim analysis of OS and toxicity is planned to be performed when 200 cases have been enrolled in this study without stopping patient enrollment. The interim analysis of OS did not reach the prespecified p value. In addition, no clear difference in toxicity was seen between the two arms. Therefore, the study was continued as planned (Supplementary Method).

      Statistical Analysis

      The reference arm of this study was arm A (paclitaxel plus carboplatin). All the survival analyses were conducted on the basis of intention to treat. For the primary end point, OS, we applied a stratified Cox proportional hazard model with institution, histologic type (adenocarcinoma versus others), and disease stage (stage IB or II or IIIA) used as stratifying factors. Other survival analyses used stratified Cox proportional hazard models and stratified log-rank tests with the same stratification factors. Differences in incidence of toxicities between the two arms were evaluated by using Fisher’s exact test.
      We defined p less than 0.05 as the threshold of statistical significance. All the statistical analyses were executed with STATA software (version14, StataCorp, College Station, TX) and GraphPad Prism 5 (GraphPad Software, La Jolla, CA).

      Results

      Patient Characteristics

      A total of 402 patients were enrolled in this trial from 40 institutions (Supplementary Table 3) in Japan between November 2004 and November 2010 because the expected number of participants was achieved. The details of patient distribution are shown in Figure 1. The baseline characteristics of the patients are summarized in Table 1.
      Table 1Patient Characteristics
      VariablesTotalArm A (n = 201)Arm B (n = 201)
      nn%n%
      Age, y
       Median (range)67 (44–82)69 (44–82)66 (44–82)
      Sex
       Male26013165.212964.2
       Female1427034.87235.8
      Histologic type
       Ad26513265.713366.2
       Sq1014622.95527.4
       Other362311.4136.5
       IB22811456.711456.7
       IIA502210.92813.9
       IIB673617.93115.4
       IIIA572914.42813.9
      PS
       030014974.115175.1
       1974924.44823.9
       2531.521.0
      Ad, adenocarcinoma; Sq, squamous cell carcinoma; PS, performance status.

      Delivery of Chemotherapy

      Details of delivery of the chemotherapies are provided in Supplementary Tables 4 and 5. As for the paclitaxel plus carboplatin protocol (n = 190), 163 patients (85.8%) received all four cycles of chemotherapy. During the whole treatment course, 25 patients (13.2%) needed dose reduction and 22 patients (11.6%) needed delay of course. Four patients (2.1%) needed both dose reduction and delay of course. In all, 139 patients (73.2%) received four cycles of chemotherapy at the full dose and 118 patients (62.1%) received four cycles of full-dose chemotherapy without delay.
      In those treated with the UFT protocol (n = 196), the initial treatment dose of UFT was either 300 mg (in 39 patients [19.9%]), 400 mg (in 138 patients [70.4%]), 500 mg (in 18 patients [9.2%]), or 600 mg (in one patient [0.5%]). Among them, 142 patients (72.4%) received UFT for 1 year or more and 69 patients (35.2%) received UFT for 2 years (the whole treatment period). The median period of drug administration was 709 days (range 20–866 days). During the entire treatment course, 21 patients (10.7%) needed dose reduction, 16 patients (8.2%) needed a drug holiday, and nine patients (4.6%) needed both dose reduction and delay of course.
      The median RDIs of paclitaxel, carboplatin, and UFT were 92.6 % (0.4–102.4), 92.7 % (0.0–106.8), and 87.7 % (2.7–116.0), respectively. Because the whole treatment period of UFT was 2 years, 51 patients (25.3%) experienced relapse of disease (n = 49) or a second malignancy in another organ (n = 2) and stopped the protocol treatment (see Supplementary Table 5). On the other hand, only four patients (2.1%) experienced relapse of disease, and none of the patients experienced a second malignancy during protocol treatment (treatment period of approximately 3 months) in arm A (see Supplementary Table 4).

      Toxicity

      A summary of the adverse events is shown in Table 2. The patients who suffered from toxicity of any grade were significantly more frequent in the paclitaxel plus carboplatin group (n = 180 [95.7%]) than in the UFT group (n = 150 [76.5%] (p < 0.0001).
      Table 2Toxicity
      VariablesCBDCA/PTX (n = 190)UFT (n = 196)
      G1G2G3G4G1G2G3G4
      Anemia64382142500
      Leukopenia187831218800
      Neutropenia81342387510
      Eosinopenia2920018000
      Basocytopenia160108100
      Lymphocytopenia4530032000
      Monocytopenia5740024100
      Thrombocytopenia5141034500
      Increase in AST level2352036930
      Increase in ALT level2754032920
      Increase in LDH level3010055100
      Increase in ALP level00006000
      Hypoalbuminemia4222034000
      Increase in total bilirubin level12100401410
      Increase in blood urea nitrogen level3410025000
      Increase in serum creatinine level1420016020
      Hypernatremia/hyponatremia230208200
      Hyperkalemia/hypokalemia2800120001
      Hyperchloremia/hypochloremia1100015000
      Hypercalcemia/hypocalcemia10005000
      Increase in CRP level7010053000
      Increase in CYFRA level10007000
      Fever101005000
      Febrile neutropenia00310000
      Allergy22200000
      Alopecia5048001000
      Skin symptom2450012400
      Herpes00100000
      Fatigue163209300
      Stomatitis82004300
      Odynophagia00000010
      Anorexia603020271440
      Nausea/vomiting45152016810
      Diarrhea133209200
      Constipation81001000
      Cholecystitis00100010
      Respiratory symptom341021320
      Infectious pneumonia01000310
      Interstitial pneumonitis00100000
      Pleural effusion00000010
      Bronchopleural fistula00011000
      Sensory neuropathy6634404200
      Muscle weakness35200010
      Arthralgia1312003100
      Hypotension11001001
      PS after treatment47143136510
      CBDCA/PTX, paclitaxel plus carboplatin; UFT, uracil-tegafur; AST, aspartate transaminase; ALT, alanine transaminase; LDH, lactate dehydrogenase; ALP, alkaline phosphatase; CRP, C-reactive protein; CYFRA, cytokeratin fragment; PS, performance status.
      The main adverse events in the paclitaxel plus carboplatin group were hematological toxicities, neuropathy, alopecia, and gastrointestinal toxicities, the frequencies of which at any grade of toxicity were more than 30%. On the other hand, there were no adverse events with more than 30% frequency in the UFT group; increased aspartate transaminase, alanine transaminase, lactate dehydrogenase, and total bilirubin level; anemia; and anorexia were the main adverse events in the UFT group, with less than 30% frequency. Severe adverse events of leukopenia and neutropenia (grades 3 or 4) were significantly more frequent in the paclitaxel plus carboplatin group than in the UFT group (42.1% versus 0.5% and 17.4% versus 0%, respectively [p < 0.0001 in each]) (Table 2). Grade 4 toxicities of any kind were also significantly more frequent in the paclitaxel plus carboplatin group (n = 42 [22.1%]) than in the UFT group (n = 2 [1.0%]) (p < 0.0001). There were no treatment-related deaths during the protocol treatment.
      As two patients in arm B accidentally received paclitaxel plus carboplatin, we also evaluated the toxicities of arms A (n = 188) and B (n = 198) and found no significant difference in the incidence of toxicities between those in the paclitaxel plus carboplatin group (n = 190) and those in the UFT group (n = 196).

      Survival

      Survival analyses were performed on the basis of intention to treat. The median follow-up period of all 402 cases was 5.8 years (0.16–11.23) and the median follow-up period for survivors (n = 252) was 6.5 years (1.53–11.23). The 5-year OS rate was 70% (95% confidential interval [CI]: 63–76) for patients in arm A (n = 201) versus 73% (95% CI: 66–78) for those in arm B (n = 201), and this difference was not significant (hazard ratio = 0.92, 95% CI: 0.55–1.41, p = 0.69) (Fig. 2A). Regarding 5-year RFS rate, there was no significant difference between arms A and B (56% [95% CI: 47.4–61.2] versus 57% [95% CI: 50.0–63.7], respectively) (hazard ratio = 0.92, 95% CI: 0.63–1.34, p = 0.50) (Fig. 2B).
      Figure thumbnail gr2
      Figure 2Kaplan-Meier curves of overall survival (A) and relapse-free survival (B) are shown. This trial was ended at November 2015 because more than 5 years of the follow-up period had been completed in all 402 patients. A total of 12 patients (six in each arm) were lost to follow-up in less than 5 years because they declined further follow-up; their median follow-up period was 4.95 years (range, 1.53– 4.98) CI, confidence interval.
      As for pathological stage, the edition of Union for International Cancer Control TNM staging system had been updated from the sixth edition to the seventh edition
      during the study period (in 2009). Because pathological stage is one of the stratification factors in this study, we also evaluated the impact of the three types of revised pathological stage (Supplementary Table 6) on clinical outcome and found that OS and RFS rates showed no significant difference between these three classifications (data not shown).

      Discussion

      When SLCG0401 was under design in early 2004, the evidence of adjuvant chemotherapy for stage I to IIIA NSCLC was limited. The results of two prospective trials of UFT had been published to show survival benefit of treatment in stage IB adenocarcinoma
      • Kato H.
      • Ichinose Y.
      • Ohta M.
      • et al.
      A randomized trial of adjuvant chemotherapy with uracil-tegafur for adenocarcinoma of the lung.
      and stage I to III NSCLC.
      • Wada H.
      • Hitomi S.
      • Teramatsu T.
      Adjuvant chemotherapy after complete resection in non-small-cell lung cancer. West Japan Study Group for Lung Cancer Surgery.
      The number of cases in the former trial is limited. Regarding paclitaxel plus carboplatin, we chose this regimen expecting its superiority to UFT on the basis of the preliminary report for stage IB disease that was presented in 2004 as the latest topic. However, the final report on the paclitaxel plus carboplatin regimen, which was published in 2008, did not demonstrate an advantage as adjuvant therapy in stage IB disease.
      • Strauss G.M.
      • Herndon 2nd, J.E.
      • Maddaus M.A.
      • et al.
      Adjuvant paclitaxel plus carboplatin compared with observation in stage IB non-small-cell lung cancer: CALGB 9633 with the Cancer and Leukemia Group B, Radiation Therapy Oncology Group, and North Central Cancer Treatment Group Study groups.
      In our study, 228 out of 402 patients (54.3%) were in stage IB, and there were no significant differences in OS and RFS rates between the two groups in the patients with stage IB disease.
      In our study, paclitaxel plus carboplatin did not improve survival compared with UFT among patients with completely resected stage IB to IIIA NSCLC. Generally, treatment with platinum plus third-generation antitumor agents is considered to have a strong antitumor effect compared with other regimens, such as cisplatin with second-generation agents or monotherapy with any cytotoxic agent.
      • Schiller J.H.
      • Harrington D.
      • Belani C.P.
      • et al.
      Comparison of four chemotherapy regimens for advanced non-small-cell lung cancer.
      • Kelly K.
      • Crowley J.
      • Bunn Jr., P.A.
      • et al.
      Randomized phase III trial of paclitaxel plus carboplatin versus vinorelbine plus cisplatin in the treatment of patients with advanced non-small-cell lung cancer: a Southwest Oncology Group trial.
      • Le Chevalier T.
      • Brisgand D.
      • Douillard J.Y.
      • et al.
      Randomized study of vinorelbine and cisplatin versus vindesine and cisplatin versus vinorelbine alone in advanced non-small-cell lung cancer: results of a European multicenter trial including 612 patients.
      • Quoix E.
      • Zalcman G.
      • Oster J.P.
      • et al.
      Carboplatin and weekly paclitaxel doublet chemotherapy compared with monotherapy in elderly patients with advanced non-small-cell lung cancer: IFCT-0501 randomised, phase 3 trial.
      UFT is generally considered a mild antitumor agent in NSCLC.
      Among the platinum-based regimens, vinorelbine plus cisplatin was demonstrated to be associated with favorable prognosis in stage II to III NSCLC compared with surgery alone.
      • Winton T.
      • Livingston R.
      • Johnson D.
      • et al.
      Vinorelbine plus cisplatin vs. observation in resected non-small-cell lung cancer.
      • Douillard J.Y.
      • Rosell R.
      • De Lena M.
      • et al.
      Adjuvant vinorelbine plus cisplatin versus observation in patients with completely resected stage IB-IIIA non-small-cell lung cancer (Adjuvant Navelbine International Trialist Association [ANITA]): a randomised controlled trial.
      However, subset analysis did not demonstrate any benefit in stage IB disease.
      • Winton T.
      • Livingston R.
      • Johnson D.
      • et al.
      Vinorelbine plus cisplatin vs. observation in resected non-small-cell lung cancer.
      • Douillard J.Y.
      • Rosell R.
      • De Lena M.
      • et al.
      Adjuvant vinorelbine plus cisplatin versus observation in patients with completely resected stage IB-IIIA non-small-cell lung cancer (Adjuvant Navelbine International Trialist Association [ANITA]): a randomised controlled trial.
      Although paclitaxel plus carboplatin did not show a survival advantage in all patients with stage IB disease as a whole compared with surgery alone, it did show a survival benefit in stage IB patients with tumors larger than 4 cm in diameter.
      • Strauss G.M.
      • Herndon 2nd, J.E.
      • Maddaus M.A.
      • et al.
      Adjuvant paclitaxel plus carboplatin compared with observation in stage IB non-small-cell lung cancer: CALGB 9633 with the Cancer and Leukemia Group B, Radiation Therapy Oncology Group, and North Central Cancer Treatment Group Study groups.
      These data suggest that agents with strong antitumor effects might be suitable for resected NSCLC in a more advanced stage than for early-stage NSCLC. On the other hand, a recent randomized phase II study showed that monotherapy with S-1, a modified oral agent of UFT, for 1 year was preferable to S-1 plus cisplatin for four cycles in resected stage II to IIIA NSCLC, indicating similar RFS and OS with less toxicity.
      • Iwamoto Y.
      • Mitsudomi T.
      • Sakai K.
      • et al.
      Randomized phase II study of adjuvant chemotherapy with long-term S-1 versus cisplatin+S-1 in completely resected stage II-IIIA non-small cell lung cancer.
      Of note, a recent phase III trial demonstrated that S-1 plus cisplatin was not inferior to docetaxel plus cisplatin in patients with advanced NSCLC,
      • Kubota K.
      • Sakai H.
      • Katakami N.
      • et al.
      A randomized phase III trial of oral S-1 plus cisplatin versus docetaxel plus cisplatin in Japanese patients with advanced non-small-cell lung cancer: TCOG0701 CATS trial.
      suggesting that the efficacy of S-1 plus cisplatin is similar to that of platinum plus a third-generation anticancer agent. These results imply that adjuvant therapy with S-1 monotherapy for 1 year may have efficacy similar to that of platinum plus a third-generation anticancer agent for resected NSCLC. Thus, although it may be a necessary feature in the case of fluorouracil, long-term treatment might also be an important factor for favorable prognosis in patients with completely resected NSCLC.
      We selected the doses of 175 mg/m2 for paclitaxel and AUC 5 for carboplatin. These doses are lower than those of the standard regimen. We chose these doses to avoid severe toxicity and to improve patient compliance with the treatment regimen after radical surgery. Although chemotherapy with 225 mg/m2 of paclitaxel and carboplatin, AUC 6, has been reported by a dose escalation study
      • Akiyama Y.
      • Ohe Y.
      • Tamura T.
      • et al.
      A dose escalation study of paclitaxel and carboplatin in untreated Japanese patients with advanced non-small cell lung cancer.
      to be tolerated in Japanese patients with advanced NSCLC, grade 3 or 4 neutropenia was observed in 75% to 88% of patients in two Japanese phase III studies for untreated NSCLC with doses of 200 mg/m2 for paclitaxel and AUC 6 for carboplatin.
      • Ohe Y.
      • Ohashi Y.
      • Kubota K.
      • et al.
      Randomized phase III study of cisplatin plus irinotecan versus carboplatin plus paclitaxel, cisplatin plus gemcitabine, and cisplatin plus vinorelbine for advanced non-small-cell lung cancer: four-arm cooperative study in Japan.
      • Okamoto I.
      • Yoshioka H.
      • Morita S.
      • et al.
      Phase III trial comparing oral S-1 plus carboplatin with paclitaxel plus carboplatin in chemotherapy-naive patients with advanced non-small-cell lung cancer: results of a West Japan Oncology Group study.
      One treatment-related death occurred in each study (one of 148 [0.7%] and one of 279 [0.4%]).
      • Ohe Y.
      • Ohashi Y.
      • Kubota K.
      • et al.
      Randomized phase III study of cisplatin plus irinotecan versus carboplatin plus paclitaxel, cisplatin plus gemcitabine, and cisplatin plus vinorelbine for advanced non-small-cell lung cancer: four-arm cooperative study in Japan.
      • Okamoto I.
      • Yoshioka H.
      • Morita S.
      • et al.
      Phase III trial comparing oral S-1 plus carboplatin with paclitaxel plus carboplatin in chemotherapy-naive patients with advanced non-small-cell lung cancer: results of a West Japan Oncology Group study.
      In phase III trials for advanced NSCLC conducted in North America with paclitaxel, 225 mg/m2, and carboplatin, AUC 6, grade 3 or 4 neutropenia was observed in about 60% of patients.
      • Schiller J.H.
      • Harrington D.
      • Belani C.P.
      • et al.
      Comparison of four chemotherapy regimens for advanced non-small-cell lung cancer.
      • Kelly K.
      • Crowley J.
      • Bunn Jr., P.A.
      • et al.
      Randomized phase III trial of paclitaxel plus carboplatin versus vinorelbine plus cisplatin in the treatment of patients with advanced non-small-cell lung cancer: a Southwest Oncology Group trial.
      In the CALGB 9633 study, which was also conducted in North America, adjuvant chemotherapy for patients with resected NSCLC was performed with 200 mg/m2 of paclitaxel and carboplatin AUC 6, and 35% of patients suffered from grade 3 or 4 neutropenia, which was similar to what we observed (42.1%). These results suggest that the tolerability of paclitaxel and carboplatin differs by ethnicity and that Japanese patients experience more toxicity in response to paclitaxel and carboplatin. Thus, we believe that our dose setting is appropriate as adjuvant therapy for Japanese patients with resected NSCLC with regard to toxicity. The toxicity profile of UFT was similar to that in previous reports;
      • Wada H.
      • Hitomi S.
      • Teramatsu T.
      Adjuvant chemotherapy after complete resection in non-small-cell lung cancer. West Japan Study Group for Lung Cancer Surgery.
      • Kato H.
      • Ichinose Y.
      • Ohta M.
      • et al.
      A randomized trial of adjuvant chemotherapy with uracil-tegafur for adenocarcinoma of the lung.
      although the rate of toxicity was higher in our study, it is still well tolerated.
      Quality of life is an important consideration in the clinical trials related to adjuvant chemotherapy. However, quality of life has not been investigated in this study. As for RDIs, these values were only advisories based on limited information because we had not planned to calculate RDI in this study. These were limitations of this study.
      In conclusion, four cycles of paclitaxel plus carboplatin were not better than UFT monotherapy in terms of survival among Japanese patients with resected stage IB to IIIA NSCLC. Although both treatments are feasible, toxicity was milder with UFT than with paclitaxel plus carboplatin.

      Acknowledgments

      This investigator-initiated trial was supported in part by a grant from Bristol-Myers Squibb and Taiho Pharmaceutical and further supported, in part, by a nonprofit organization, Epidemiological and Clinical Research Information Network. Bristol-Myers Squibb and Taiho Pharmaceutical had no role in the design and conduct of the study or in collection, analysis, or interpretation of the results. We thank all 40 hospitals and institutions for their participation and cooperation (see Supplementary Table 3).

      Supplementary Data

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      Linked Article

      • The Tradition of the Rising Sun: When Geography Counts
        Journal of Thoracic OncologyVol. 13Issue 5
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          Ethnic differences in the pharmacokinetics and tolerability of anticancer drugs, especially between Asian and white patients, have been extensively reported. Allelic variants of genes encoding drug-metabolizing enzymes are expressed with different incidences in different ethnic groups.1 Irinotecan is more active in Asian than in white patients because of the single-nucleotide polymorphisms of UDP glucuronosyltransferase gene (UGT1A1), which is responsible for the irinotecan metabolism. Differences in the cellular processing of irinotecan may result in differences in toxicity, compliance, and chemosensitivity.
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